Course Listing

Capital Markets Law in Mainland China and HKSAR
Last Updated Date:   1 June 2021

4 Credits,  Semester 1

Course Description:
This course explores how the securities and capital markets are structured and regulated in Asia, particularly in Mainland China and Hong Kong. The topics covered in this course include, amongst others, the regulatory framework for the capital markets, securities offering, stock exchange listing, market misconduct such as insider trading, Fintech issues such as crowdfunding, mobile payment and cryptoassets. Given the nature of the course, a comparative approach will be adopted to examining the topics covered.

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Course Convenor: Visiting Prof Robin Huang

Co-teacher(s): NA

Module Codes: LL4443 / LL5443 / LL6443 / LLJ5443

Contact Hours: 9 sessions over 3 weeks: Three, 3-hrs continuous weekly seminars

Workload: Intensive course: Wk 1 - 3; Dates: *9- 27 Aug 2021 [Mon, Wed: 6.30 - 9.30pm; & Fri: 2.30 - 5.30pm] [*make-up seminars for Mon, 9 Aug on Sat, 14 Aug (2.30-5.30pm)]

Mode of Assessment: Class Participation - 10% & Essay - 90% [Due: Fri, 1 Oct 2021 (9pm)]

Preclusions: LL4443V/LL5443V/LLJ5443V/LL6443V Capital Markets Law in Mainland China and HKSAR

Prerequisites: NUS Compulsory Core Law Curriculum or common law equivalent.

Examination Date: Different Mode of Examination

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