Course Listing

Compliance and Risk Management
Last Updated Date:   10 June 2022

5 Credits,  Semester 2

Course Description:
This course examines the rules and standards that govern the subject of compliance and risk management. It starts by examining questions of governance: boards of directors, and executives. We then examine the compliance function through the lens of managers, regulators, prosecutors, whistleblowers, and gatekeepers. Next, we consider particular areas of the law: corruption, anti-money laundering, and export controls. We examine case studies where compliance fails and initiatives that go beyond compliance. Finally, we consider risk management as it pertains to lawyers; topics here include the governance of risk; approaches to risk management; reputational, operational, and enterprise risk.

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Course Convenor: Adjunct Prof V Jesudevan

Co-teacher(s): NA

Module Codes: LL4461V / LL5461V / LL6461V / LLJ5461V

Contact Hours: 3-hr weekly seminar

Workload: 3 hours

Mode of Assessment: Class Participation - 10%; Group Presentation - 30% & Research Paper - 60% [Due: Wed, 12 April 2023 (9am)]

Preclusions: NA

Prerequisites: NUS Compulsory Core Law Curriculum or common law equivalent. Criminal Law

Examination Date: Different Mode of Examination

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